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Financial Services Authority Regulation and Risk-Based Compliance

By: Andrew Haynes, Stuart Bazley
Media of Financial Services Authority Regulation and Risk-Based Compliance
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Published: 01-12-2006
Format: Paperback
Edition: 2nd
Extent: 520
ISBN: 9781845922498
Imprint: Bloomsbury Professional
Dimensions: 234 x 156 mm
RRP : €104.00
 

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About Financial Services Authority Regulation and Risk-Based Compliance

Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.

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