Description

Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness.

With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access.

Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law.

Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes:
- analysis of the impact of Brexit
- significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive
- the new Corporate Governance Code
- new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases

This title is included in Bloomsbury Professional's Banking and Finance Law online service.

Table of Contents

Chapter 1 The nature of insider dealing and market abuse
Chapter 2 Insider dealing: the civil law
Chapter 3 The main offences of insider dealing – dealing on the basis of inside information
Chapter 4 The market abuse regime
Chapter 5 FSMA criminal offences of market manipulation
Chapter 6 Fraud and financial crime
Chapter 7 Anti-money laundering and proceeds of crime
Chapter 8 Conflicts of interest
Chapter 9 Issuer disclosure and liability
Chapter 10 Information gathering
Chapter 11 Investigations
Chapter 12 Enforcement issues
Chapter 13 Compliance procedures and systems
Chapter 14 Personal liability of senior managers and compliance officers
Chapter 15 Control liability
Chapter 16 The impact of other laws: domestic and overseas

Product details

Published 28 Oct 2022
Format Hardback
Edition 4th
Extent 560
ISBN 9781526509109
Imprint Bloomsbury Professional
Dimensions 248 x 156 mm
Publisher Bloomsbury Publishing

About the contributors

Author

Barry Rider

Barry Rider is a Professorial Fellow in the Centre…

Author

Kern Alexander

Kern Alexander is Professor of Banking and Financi…

Author

Stuart Bazley

Stuart Bazley has worked in the financial services…

Author

Jeffrey Bryant

Jeffrey Bryant is a Specialist Prosecutor at the C…

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